-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q4n8x/trLL26JGcrXjCDxegPRgjOKN97spqTM0+aRFXVyee/DZWz8hRLIs2JJ+Mf SrHZ4nJkS/2akzRkn6odfw== 0000913355-03-000025.txt : 20030214 0000913355-03-000025.hdr.sgml : 20030214 20030214114154 ACCESSION NUMBER: 0000913355-03-000025 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030214 GROUP MEMBERS: JENNIFER V. CHENG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FLEXIINTERNATIONAL SOFTWARE INC/CT CENTRAL INDEX KEY: 0001015464 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 061309427 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52727 FILM NUMBER: 03564092 BUSINESS ADDRESS: STREET 1: 2 ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 2039253040 MAIL ADDRESS: STREET 1: TWO ENTERPRISE DRIVE CITY: SHELTON STATE: CT ZIP: 06484 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOTHE STEFAN R CENTRAL INDEX KEY: 0001054410 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O FLEXIINTERNATIONAL SOFTWARE INC STREET 2: TWO ENTERPRISES DR CITY: SHELTON STATE: CT ZIP: 06484 BUSINESS PHONE: 2039253040 MAIL ADDRESS: STREET 1: FLEXIINTERNATIONAL SOFTWARE INC STREET 2: TWO ENTERPRISE DR CITY: SHELTON STATE: CT ZIP: 06484 SC 13G/A 1 schedule13g.txt SCHEDULE 13G/A - AMENDMENT NO. 3 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 3)(1) FlexiInternational Software, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 338923 10 5 - -------------------------------------------------------------------------------- (CUSIP Number) Not Applicable - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [_] Rule 13d-1(b) [_] Rule 13d-1(c) [X] Rule 13d-1(d) - ---------- (1) The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 338923 10 5 13G Page 2 of 6 Pages ------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Stefan R. Bothe ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 1,460,695(1) _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 1,460,695(1) _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH None ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,460,695(1) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.2% (as of December 31, 2002)(2) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! (1) Includes, pursuant to Rule 13d-3, 266,667 shares subject to options exercisable within 60 days after December 31, 2002. Excludes, pursuant to Rule 13d-4, 620,250 shares beneficially owned by Jennifer V. Cheng, Mr. Bothe's spouse, with respect to which Mr. Bothe disclaims beneficial ownership. (2) Based on 17,715,228 shares of common stock issued and outstanding as of December 31, 2002. CUSIP No. 338923 10 5 13G Page 3 of 6 Pages ------------ ________________________________________________________________________________ 1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Jennifer V. Cheng ________________________________________________________________________________ 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_] (b) [_] ________________________________________________________________________________ 3. SEC USE ONLY ________________________________________________________________________________ 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States ________________________________________________________________________________ NUMBER OF 5. SOLE VOTING POWER SHARES 620,250(3) _________________________________________________________________ BENEFICIALLY 6. SHARED VOTING POWER OWNED BY None _________________________________________________________________ EACH 7. SOLE DISPOSITIVE POWER REPORTING 620,250(3) _________________________________________________________________ PERSON 8. SHARED DISPOSITIVE POWER WITH None ________________________________________________________________________________ 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 620,250(3) ________________________________________________________________________________ 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [X] ________________________________________________________________________________ 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 3.5% (as of December 31, 2002)(4) ________________________________________________________________________________ 12. TYPE OF REPORTING PERSON* IN ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! (3) Includes, pursuant to Rule 13d-3, 79,000 shares subject to options exercisable within 60 days after December 31, 2002. Excludes, pursuant to Rule 13d-4, 1,460,695 shares beneficially owned by Stefan R. Bothe, Ms. Cheng's spouse, with respect to which Ms. Cheng disclaims beneficial ownership. (4) Based on 17,715,228 shares of common stock issued and outstanding as of December 31, 2002. CUSIP No. 338923 10 5 13G Page 4 of 6 Pages ------------ Item 1(a). Name of Issuer: FlexiInternational Software, Inc. ____________________________________________________________________ Item 1(b). Address of Issuer's Principal Executive Offices: Two Enterprise Drive Shelton, Connecticut 06484 ____________________________________________________________________ Item 2(a). Name of Persons Filing: Stefan R. Bothe Jennifer V. Cheng ____________________________________________________________________ Item 2(b). Address of Principal Business Office, or if None, Residence: c/o FlexiInternational Software, Inc. Two Enterprise Drive Shelton, Connecticut 06484 ____________________________________________________________________ Item 2(c). Citizenship: United States (as to both reporting persons) ____________________________________________________________________ Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share ____________________________________________________________________ Item 2(e). CUSIP Number: 338923 10 5 ____________________________________________________________________ Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [_] Broker or dealer registered under Section 15 of the Exchange Act. (b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) [_] Investment company registered under Section 8 of the Investment Company Act. (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) [_] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 338923 10 5 13G Page 5 of 6 Pages ------------ Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Stefan R. Bothe ................................... 1,460,695(5) Jennifer V. Cheng ................................. 620,250(6) ______________________________________________________________________ (b) Percent of class: Stefan R. Bothe ................................... 8.2%(7) Jennifer V. Cheng ................................. 3.5%(7) ______________________________________________________________________ (c) Number of shares as to which such person has: Stefan R. Bothe (i) Sole power to vote or to direct the vote 1,460,695(5) , ------------------------- (ii) Shared power to vote or to direct the vote None , ----------------------- (iii) Sole power to dispose or to direct the disposition of 1,460,695(5), ------------ (iv) Shared power to dispose or to direct the disposition of None ---------- Number of shares as to which the person has: Jennifer V. Cheng (i) Sole power to vote or to direct the vote 620,250(6) , ------------------------- (ii) Shared power to vote or to direct the vote None , ----------------------- (iii) Sole power to dispose or to direct the disposition of 620,250(6) , ------------ (iv) Shared power to dispose or to direct the disposition of None ---------- Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ]. Not Applicable _______________________________________________________________________ Item 6. Ownership of More Than Five Percent on Behalf of Another Person. Not Applicable _______________________________________________________________________ Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not Applicable _______________________________________________________________________ Item 8. Identification and Classification of Members of the Group. Not Applicable _______________________________________________________________________ Item 9. Notice of Dissolution of Group. Not Applicable _______________________________________________________________________ Item 10. Certifications. Not Applicable _______________________________________________________________________ ________________________________________________________________________________ *SEE INSTRUCTIONS BEFORE FILLING OUT! (5) Includes, pursuant to Rule 13d-3, 266,667 shares subject to options exercisable within 60 days after December 31, 2002. Excludes, pursuant to Rule 13d-4, 620,250 shares beneficially owned by Jennifer V. Cheng, Mr. Bothe's spouse, with respect to which Mr. Bothe disclaims beneficial ownership. (6) Includes, pursuant to Rule 13d-3, 79,000 shares subject to options exercisable within 60 days after December 31, 2002. Excludes, pursuant to Rule 13d-4, 1,460,695 shares beneficially owned by Stefan R. Bothe, Ms. Cheng's spouse, with respect to which Ms. Cheng disclaims beneficial ownership. (7) Based on 17,715,228 shares of common stock issued and outstanding as of December 31, 2002. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/11/03 ------------------------------------------------ (Date) /s/ Stefan R. Bothe ------------------------------------------------ (Signature) Stefan R. Bothe, Chairman, President and CEO ------------------------------------------------ (Name/Title) 2/11/03 ------------------------------------------------ (Date) /s/ Jennifer V. Cheng ------------------------------------------------ (Signature) Jennifer V. Cheng, Director ------------------------------------------------ (Name/Title) Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties for whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----